4//SEC Filing
22nd Century Group, Inc. 4
Accession 0001140361-15-039684
$XXIICIK 0001347858operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 4:33 PM ET
Size
14.5 KB
Accession
0001140361-15-039684
Insider Transaction Report
Form 4
Moynihan Michael Robert
VICE PRESIDENT OF R&D
Transactions
- Sale
Common Stock
2015-11-02$1.39/sh−31,060$43,254→ 1,007,874 total - Sale
Common Stock
2015-11-03$1.42/sh−18,940$26,955→ 988,934 total
Holdings
- 150,000
Warrant to Purchase
Exercise: $0.60From: 2012-05-15Exp: 2017-05-15→ Common Stock (150,000 underlying) - 75,000
Stock Option (right to purchase)
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (75,000 underlying) - 6,216
Warrant to Purchase
Exercise: $1.20From: 2011-01-25Exp: 2016-01-25→ Common Stock (6,216 underlying) - 100,000
Stock Option (right to purchase)
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (100,000 underlying) - 194,529
Stock Option (right to buy)
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (194,529 underlying) - 325,154
Warrant to Purchase
Exercise: $2.20From: 2011-01-25Exp: 2016-01-25→ Common Stock (325,154 underlying)
Footnotes (3)
- [F1]Shares sold pursuant to Rule 10b5-1 trading plan maintained by the Reporting Person.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.36 to $1.43, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.38 to $1.47, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001347858
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 4:33 PM ET
- Size
- 14.5 KB