22nd Century Group, Inc. 4
4 · 22nd Century Group, Inc. · Filed Nov 4, 2015
Insider Transaction Report
Form 4
Moynihan Michael Robert
VICE PRESIDENT OF R&D
Transactions
- Sale
Common Stock
2015-11-02$1.39/sh−31,060$43,254→ 1,007,874 total - Sale
Common Stock
2015-11-03$1.42/sh−18,940$26,955→ 988,934 total
Holdings
- 150,000
Warrant to Purchase
Exercise: $0.60From: 2012-05-15Exp: 2017-05-15→ Common Stock (150,000 underlying) - 75,000
Stock Option (right to purchase)
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (75,000 underlying) - 6,216
Warrant to Purchase
Exercise: $1.20From: 2011-01-25Exp: 2016-01-25→ Common Stock (6,216 underlying) - 100,000
Stock Option (right to purchase)
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (100,000 underlying) - 194,529
Stock Option (right to buy)
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (194,529 underlying) - 325,154
Warrant to Purchase
Exercise: $2.20From: 2011-01-25Exp: 2016-01-25→ Common Stock (325,154 underlying)
Footnotes (3)
- [F1]Shares sold pursuant to Rule 10b5-1 trading plan maintained by the Reporting Person.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.36 to $1.43, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.38 to $1.47, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein.