Home/Filings/4/A/0001140361-15-042115
4/A//SEC Filing

SEACOAST BANKING CORP OF FLORIDA 4/A

Accession 0001140361-15-042115

$SBCFCIK 0000730708operating

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 9:12 AM ET

Size

18.1 KB

Accession

0001140361-15-042115

Insider Transaction Report

Form 4/AAmended
Period: 2015-11-13
Transactions
  • Sale

    Common Stock, par value $0.10 per share

    2015-11-13$14.62/sh500,000$7,310,0007,463,141 total(indirect: See footnote.)
Holdings
  • Common Stock, par value $0.10 per share

    52,985
  • Common Stock, par value $0.10 per share

    (indirect: See footnote.)
    12,437
  • Common Stock, par value $0.10 per share

    49,373
  • Common Stock, par value $0.10 per share

    9,950
GOLDSTEIN ROBERT
Director10% Owner
Transactions
  • Sale

    Common Stock, par value $0.10 per share

    2015-11-13$14.62/sh500,000$7,310,0007,463,141 total(indirect: See footnote.)
Holdings
  • Common Stock, par value $0.10 per share

    52,985
  • Common Stock, par value $0.10 per share

    (indirect: See footnote.)
    12,437
  • Common Stock, par value $0.10 per share

    49,373
  • Common Stock, par value $0.10 per share

    9,950
Transactions
  • Sale

    Common Stock, par value $0.10 per share

    2015-11-13$14.62/sh500,000$7,310,0007,463,141 total(indirect: See footnote.)
Holdings
  • Common Stock, par value $0.10 per share

    9,950
  • Common Stock, par value $0.10 per share

    (indirect: See footnote.)
    12,437
  • Common Stock, par value $0.10 per share

    49,373
  • Common Stock, par value $0.10 per share

    52,985
Transactions
  • Sale

    Common Stock, par value $0.10 per share

    2015-11-13$14.62/sh500,000$7,310,0007,463,141 total(indirect: See footnote.)
Holdings
  • Common Stock, par value $0.10 per share

    (indirect: See footnote.)
    12,437
  • Common Stock, par value $0.10 per share

    49,373
  • Common Stock, par value $0.10 per share

    52,985
  • Common Stock, par value $0.10 per share

    9,950
Ludwig Eugene
Director10% Owner
Transactions
  • Sale

    Common Stock, par value $0.10 per share

    2015-11-13$14.62/sh500,000$7,310,0007,463,141 total(indirect: See footnote.)
Holdings
  • Common Stock, par value $0.10 per share

    9,950
  • Common Stock, par value $0.10 per share

    49,373
  • Common Stock, par value $0.10 per share

    52,985
  • Common Stock, par value $0.10 per share

    (indirect: See footnote.)
    12,437
Transactions
  • Sale

    Common Stock, par value $0.10 per share

    2015-11-13$14.62/sh500,000$7,310,0007,463,141 total(indirect: See footnote.)
Holdings
  • Common Stock, par value $0.10 per share

    (indirect: See footnote.)
    12,437
  • Common Stock, par value $0.10 per share

    49,373
  • Common Stock, par value $0.10 per share

    52,985
  • Common Stock, par value $0.10 per share

    9,950
Footnotes (8)
  • [F1]CapGen Capital Group III LP ("CapGen III") sold an aggregate of 500,000 shares of common stock, par value $0.10 per share ("Common Stock") of Seacoast Banking Corporation of Florida (the "Issuer") in a block trade at a price of $14.62 per share.
  • [F2]CapGen Capital Group III LLC ("CapGen LLC") is the sole general partner of CapGen III. Mr. Eugene A. Ludwig is the managing member of CapGen LLC. As the sole general partner of CapGen III, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Common Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
  • [F3]As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen Capital Group LLC, the general partner of CapGen III, Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a member of the investment committee of CapGen LLC, the general partner of CapGen III, Mr. Sullivan may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen III, Mr. Rose may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act.
  • [F4]Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Ludwig, Mr. Sullivan, Mr. Rose and Mr. Goldstein disclaim that they are the beneficial owners of such shares, except to the extent of their pecuniary interests.
  • [F5]Mr. Goldstein directly owns the shares reported in this row.
  • [F6]The shares reported in this row are held in a retirement account over which Mr. Goldstein holds discretionary authority.
  • [F7]Mr. Sullivan directly owns the shares reported in this row.
  • [F8]Mr. Rose directly owns the shares reported in this row.

Documents

1 file

Issuer

SEACOAST BANKING CORP OF FLORIDA

CIK 0000730708

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000730708

Filing Metadata

Form type
4/A
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 9:12 AM ET
Size
18.1 KB