ASTRO MED INC /NEW/ 4

4 · ASTRO MED INC /NEW/ · Filed Nov 24, 2015

Form 4

Period: 2015-11-22

10% Owner

Transactions

Award
Options
2015-11-22$13.31/sh+5,000$66,550→ 5,000 total
Exercise: $13.31From: 2015-11-22Exp: 2025-11-22→ Common Stock (5,000 underlying)
Award
Common Stock
2015-11-22+736→ 736 total

Holdings

Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
3,858
Common Stock
(indirect: Held by the Estate of Albert W. Ondis of which April Ondis is a co-executor)
882,305
Common Stock
(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
670
Common Stock
125,270

Footnotes (6)

[F1]These shares are owned directly by April Ondis.
[F2]These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
[F3]These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
[F4]These shares are owned indirectly by April Ondis.
[F5]Restricted stock award made to the reporting person which vests on the earlier of (i) the date that is immediately prior to the occurrence of the 2016 annual meeting of the shareholders or special meeting in lieu thereof and (ii) the one year anniversary of the grant date.
[F6]This option becomes exercisable immediately prior to the occurrence of the issuer's 2016 annual meeting of shareholders.

Documents

1 file