Home/Filings/4/0001140361-15-042759
4//SEC Filing

ASTRO MED INC /NEW/ 4

Accession 0001140361-15-042759

$ALOTCIK 0000008146operating

Filed

Nov 23, 7:00 PM ET

Accepted

Nov 24, 4:31 PM ET

Size

11.0 KB

Accession

0001140361-15-042759

Insider Transaction Report

Form 4
Period: 2015-11-22
Ondis April
10% Owner
Transactions
  • Award

    Options

    2015-11-22$13.31/sh+5,000$66,5505,000 total
    Exercise: $13.31From: 2015-11-22Exp: 2025-11-22Common Stock (5,000 underlying)
  • Award

    Common Stock

    2015-11-22+736736 total
Holdings
  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
    3,858
  • Common Stock

    (indirect: Held by the Estate of Albert W. Ondis of which April Ondis is a co-executor)
    882,305
  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
    670
  • Common Stock

    125,270
Footnotes (6)
  • [F1]These shares are owned directly by April Ondis.
  • [F2]These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
  • [F3]These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
  • [F4]These shares are owned indirectly by April Ondis.
  • [F5]Restricted stock award made to the reporting person which vests on the earlier of (i) the date that is immediately prior to the occurrence of the 2016 annual meeting of the shareholders or special meeting in lieu thereof and (ii) the one year anniversary of the grant date.
  • [F6]This option becomes exercisable immediately prior to the occurrence of the issuer's 2016 annual meeting of shareholders.

Documents

1 file

Issuer

ASTRO MED INC /NEW/

CIK 0000008146

Entity typeoperating
IncorporatedRI

Related Parties

1
  • filerCIK 0000008146

Filing Metadata

Form type
4
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 4:31 PM ET
Size
11.0 KB