INTEVAC INC 4
4 · INTEVAC INC · Filed Dec 30, 2015
Insider Transaction Report
Form 4
INTEVAC INCIVAC
21 APRIL FUND LTD
10% Owner
Transactions
- Purchase
Common Stock
2015-12-28$4.73/sh+266,179$1,259,027→ 2,599,340 total - Purchase
Common Stock
2015-12-28$4.73/sh+90,621$428,637→ 2,384,041 total(indirect: See Footnote)
Footnotes (3)
- [F1]This Form 4 is filed by 21 April Fund, Ltd. ("21 April"), First Eagle Investment Management, LLC ("FEIM") and Arnhold and S. Bleichroeder Holdings, Inc. ("ASBH" and, collectively with 21 April and FEIM, the "Entities"). The Entities disclaim status as a "group" for purposes of this Form 4.
- [F2]These shares are held directly by 21 April. FEIM serves as registered investment adviser to 21 April and is a subsidiary of ASBH. FEIM and ASBH disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that FEIM and ASBH are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
- [F3]These shares are indirectly beneficially owned by FEIM, as registered investment adviser to accounts other than 21 April, and ASBH. FEIM and ASBH disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that FEIM and ASBH are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. The share total for FEIM reflects a reduction of 50,000 shares from the previous filing because FEIM no longer has a pecuniary interest in such shares, having ended its provision of investment advisory services to the relevant account.