ASTEC INDUSTRIES INC 4
4 · ASTEC INDUSTRIES INC · Filed Jan 11, 2016
Insider Transaction Report
Form 4
Swanson Malcolm L
President-Astec, Inc.
Transactions
- Award
Phantom Stock
2016-01-08$36.34/sh+131.73$4,787→ 1,008.207 total→ Common Stock (131.73 underlying)
Holdings
- 304.094(indirect: By 401(k))
Common Stock
- 2,329
Common Stock
- 1,540
Common Stock
Footnotes (3)
- [F1]Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
- [F2]Shares held in 401k are based upon plan statement dated January 11, 2016.
- [F3]Transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec Industries, Inc. stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.