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SURREY BANCORP·4

Jan 26, 3:46 PM ET

SURREY BANCORP 4

4 · SURREY BANCORP · Filed Jan 26, 2016

Insider Transaction Report

Form 4
Period: 2015-12-07
SURREY BANCORPSYRB
ASHBY EDWARD C III
DirectorPresident and CEO
Transactions
  • Purchase

    Common Stock

    2015-12-07$12.50/sh+312$3,900→ 451 total(indirect: By Trust)
Holdings

  • Common Stock

    (indirect: By Trust)
    939

  • Series A 4.5% Convertible Cumulative Perpetural Preferred

    → Common Stock (11,684 underlying)
    5,090

  • Series D 5.0% Convertible Non-cumulative Perpetual Preferred

    → Common Stock (19,420 underlying)
    17,655

  • Common Stock

    (indirect: By IRA)
    55,748

  • Common Stock

    81,505

  • Common Stock

    (indirect: By Spouse)
    5,016
Footnotes (4)
  • [F1]Convertible into common stock
  • [F2]Perpetual Preferred Stock
  • [F3]Series A 4.5% Convertible Non-cumulative Perpetual Preferred Stock is convertible into 2.2955 shares of common stock per share
  • [F4]Series A 5.0% Convertible Non-cumulative Perpetual Preferred Stock is convertible into 1.1000 shares of common stock per share

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4