LIQUIDMETAL TECHNOLOGIES INC 4
4 · LIQUIDMETAL TECHNOLOGIES INC · Filed Feb 22, 2016
Insider Transaction Report
Form 4
Mahamedi Abdi
Director10% Owner
Transactions
- Award
Stock Option
2015-01-27$0.14/sh+400,000$56,000→ 400,000 totalExercise: $0.14Exp: 2025-01-27→ Common Stock (400,000 underlying) - Award
Stock Option
2016-02-17$0.07/sh+400,000$28,000→ 400,000 totalExercise: $0.07Exp: 2026-02-17→ Common Stock (400,000 underlying)
Holdings
- 759,428
Common Stock
- 13,858,908(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Shares indirectly held in the name of Carlyle Holdings, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.
- [F2]The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant. Form 4 for option grant was inadvertently not timely filed, but grant was reported on Form 8-K filed by issuer on February 9, 2015.
- [F3]The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant.