4//SEC Filing
Achaogen Inc 4
Accession 0001140361-16-055792
CIK 0001301501operating
Filed
Feb 29, 7:00 PM ET
Accepted
Mar 1, 5:16 PM ET
Size
10.1 KB
Accession
0001140361-16-055792
Insider Transaction Report
Form 4
Achaogen IncAKAO
Sarpangal Zeryn
VP, HR and Corporate Affairs
Transactions
- Award
Stock Option (Right to Buy)
2016-02-26+18,000→ 18,000 totalExercise: $3.65Exp: 2026-02-26→ Common Stock (18,000 underlying) - Award
Common Stock
2016-02-26+8,550→ 18,811 total - Award
Stock Option (Right to Buy)
2016-02-26+20,000→ 20,000 totalExercise: $3.65Exp: 2026-02-26→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to one (1) share of Common Stock for each one (1) RSU upon the vesting thereof.
- [F2]Includes 17,775 RSUs.
- [F3]The shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of February 26, 2016, subject to the reporting person's continued employment or service relationship with the Issuer on each such vesting date.
- [F4]The shares subject to the option shall vest on the following schedule: (i) 40% of the shares subject to the option will vest when the 30-day average closing price of the Issuer's Common Stock is at least $12.00 per share; (ii) 40% of the shares subject to the option will vest when the 30-day average closing price of the Issuers's Common Stock is at least $25.00 per share; and (iii) 20% of the shares subject to the option will vest when the 30-day average closing price of the Issuer's Common Stock is at least $55.00 per share, subject to the reporting person's continued employment or service relationship with the Issuer on each such vesting date and as appropriately adjusted for stock splits, stock dividends, recapitalizations and the like.
Documents
Issuer
Achaogen Inc
CIK 0001301501
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001301501
Filing Metadata
- Form type
- 4
- Filed
- Feb 29, 7:00 PM ET
- Accepted
- Mar 1, 5:16 PM ET
- Size
- 10.1 KB