4//SEC Filing
Diamond Foods Inc 4
Accession 0001140361-16-056181
CIK 0001320947operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 9:48 PM ET
Size
28.2 KB
Accession
0001140361-16-056181
Insider Transaction Report
Form 4
ZOLLARS ROBERT
Director
Transactions
- Disposition to Issuer
Common Stock
2016-02-29−11,129→ 0 total(indirect: By Partnership) - Disposition to Issuer
Director Stock Option (Right to Buy)
2016-02-29−10,000→ 0 total(indirect: By Partnership)Exercise: $43.24Exp: 2020-07-19→ Common Stock (10,000 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2016-02-29−10,000→ 0 total(indirect: By Partnership)Exercise: $15.01Exp: 2016-07-19→ Common Stock (10,000 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2016-02-29−10,000→ 0 total(indirect: By Partnership)Exercise: $24.91Exp: 2018-07-20→ Common Stock (10,000 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2016-02-29−10,000→ 0 total(indirect: By Partnership)Exercise: $17.03Exp: 2017-07-19→ Common Stock (10,000 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2016-02-29−10,000→ 0 total(indirect: By Partnership)Exercise: $22.08Exp: 2023-07-21→ Common Stock (10,000 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2016-02-29−10,000→ 0 total(indirect: By Partnership)Exercise: $25.20Exp: 2019-07-19→ Common Stock (10,000 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2016-02-29−10,000→ 0 total(indirect: By Partnership)Exercise: $74.60Exp: 2021-07-19→ Common Stock (10,000 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2016-02-29−10,000→ 0 total(indirect: By Partnership)Exercise: $17.61Exp: 2022-07-19→ Common Stock (10,000 underlying) - Disposition to Issuer
Director Stock Option (Right to Buy)
2016-02-29−10,000→ 0 total(indirect: By Partnership)Exercise: $27.74Exp: 2024-07-20→ Common Stock (10,000 underlying)
Footnotes (10)
- [F1]On October 27, 2015, the Issuer entered into an Agreement and Plan of Merger and Reorganization (the "Merger Agreement") with Snyder's-Lance, Inc., a North Carolina corporation (the "Acquirer"), and certain of the Acquirer's affiliates. Upon the closing (the "Closing") of the transactions (collectively, the "Acquisition") contemplated by the Merger Agreement on February 29, 2016, each of the Reporting Person's shares of the Issuer's Common Stock was cancelled and converted into the right to receive from the Acquirer an amount in cash, without interest, equal to $12.50, as well as 0.775 of a share of the Acquirer's Common Stock.
- [F10]This option was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Acquisition.
- [F2]Upon the Closing, this option was cancelled and converted into the right to receive from the Acquirer, for each share of the Issuer's Common Stock formerly subject to this option, a cash payment in an amount of approximately $7.35, as well as approximately 0.41 shares of the Acquirer's Common Stock.
- [F3]Upon the Closing, this option was cancelled and converted into the right to receive from the Acquirer, for each share of the Issuer's Common Stock formerly subject to this option, a cash payment in an amount of approximately $6.66, as well as approximately 0.37 shares of the Acquirer's Common Stock.
- [F4]Upon the Closing, this option was cancelled and converted into the right to receive from the Acquirer, for each share of the Issuer's Common Stock formerly subject to this option, a cash payment in an amount of approximately $3.95, as well as approximately 0.22 shares of the Acquirer's Common Stock.
- [F5]Upon the Closing, this option was cancelled and converted into the right to receive from the Acquirer, for each share of the Issuer's Common Stock formerly subject to this option, a cash payment in an amount of approximately $3.85, as well as approximately 0.21 shares of the Acquirer's Common Stock.
- [F6]Upon the Closing, this option was cancelled.
- [F7]Upon the Closing, this option was cancelled and converted into the right to receive from the Acquirer, for each share of the Issuer's Common Stock formerly subject to this option, a cash payment in an amount of approximately $6.46, as well as approximately 0.36 shares of the Acquirer's Common Stock.
- [F8]Upon the Closing, this option was cancelled and converted into the right to receive from the Acquirer, for each share of the Issuer's Common Stock formerly subject to this option, a cash payment in an amount of approximately $4.92, as well as approximately 0.27 shares of the Acquirer's Common Stock.
- [F9]Upon the Closing, this option was cancelled and converted into the right to receive from the Acquirer, for each share of the Issuer's Common Stock formerly subject to this option, a cash payment in an amount of approximately $2.98, as well as approximately 0.16 shares of the Acquirer's Common Stock.
Documents
Issuer
Diamond Foods Inc
CIK 0001320947
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001320947
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 9:48 PM ET
- Size
- 28.2 KB