4//SEC Filing
22nd Century Group, Inc. 4
Accession 0001140361-16-056962
$XXIICIK 0001347858operating
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 2:53 PM ET
Size
10.3 KB
Accession
0001140361-16-056962
Insider Transaction Report
Form 4
Dunn Joseph A
Director
Transactions
- Award
Non-Qualified Stock Option
2016-03-04+138,376→ 138,376 totalExercise: $0.95Exp: 2026-03-04→ Common Stock (138,376 underlying)
Holdings
- 60,000
Non-Qualified Stock Option
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (60,000 underlying) - 50,000
Non-Qualified Stock Option
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (50,000 underlying) - 31,500
Warrant to Purchase
Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (31,500 underlying) - 100,000
Non-Qualified Stock Option
Exercise: $1.43From: 2016-03-03Exp: 2020-03-03→ Common Stock (100,000 underlying)
Footnotes (2)
- [F1]Non-Qualified Stock Options which vest 100% on March 4, 2017.
- [F2]The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001347858
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 2:53 PM ET
- Size
- 10.3 KB