SOTHEBYS 4
4 · SOTHEBYS · Filed Mar 8, 2016
Insider Transaction Report
Form 4
SOTHEBYSBID
Levine Jane
SVP, WW Director of Compliance
Transactions
- Exercise/Conversion
Common Stock
2016-03-05+549→ 6,169 total - Exercise/Conversion
Restricted Stock Units
2016-03-05−549→ 848 total→ Common Stock (549 underlying) - Award
Common Stock
2016-03-05+1,220→ 5,620 total - Tax Payment
Common Stock
2016-03-05$25.81/sh−724$18,686→ 5,445 total
Footnotes (2)
- [F1]Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
- [F2]Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a 3 year period in 3 equal annual increments.