DYNEGY INC. 4
4 · DYNEGY INC. · Filed Mar 10, 2016
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Alonso Mario E
VP-Strategic Planning & Dev
Transactions
- Award
Employee Stock Option (Right to Buy)
2016-03-08+38,645→ 38,645 totalExercise: $0.00Exp: 2026-03-08→ Common Stock (38,645 underlying) - Award
Restricted Stock Units
2016-03-08$11.05/sh+21,396$236,426→ 21,396 total→ Common Stock (21,396 underlying)
Holdings
- 36,938
Common Stock
Footnotes (5)
- [F1]Amount includes 1,623 restricted stock units that vest on March 18, 2016, 2,026 restricted stock units that vest on March 3, 2017, 5,140 restricted stock units that vest in two annual equal installments beginning on March 3, 2017 and 16,502 restricted stock units that vest in three annual equal installments beginning on April 1, 2016.
- [F2]The grants of the stock options were approved by a committee of the Issuer's Board of Directors on March 8, 2016.
- [F3]Option grant pursuant to rule 16b-3(d). The option becomes exercisable in three annual equal installments beginning March 8, 2017.
- [F4]The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on March 8, 2016.
- [F5]Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock, if additional shares under the Issuer's Long Term Incentive Plan are approved by stockholders, or, if not approved, the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.