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4//SEC Filing

SURREY BANCORP 4

Accession 0001140361-16-057591

CIK 0001229146operating
View on SEC.govCompany Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 1:53 PM ET

Size

10.1 KB

Accession

0001140361-16-057591

Insider Transaction Report

Form 4
Period: 2016-03-11
SURREY BANCORPSYRB
ASHBY EDWARD C III
DirectorPresident and CEO
Transactions
  • Purchase

    Common Stock

    2016-03-14$11.00/sh+850$9,350→ 82,355 total
Holdings

  • Common Stock

    (indirect: By IRA)
    55,748

  • Common Stock

    (indirect: By Spouse)
    5,016

  • Common Stock

    (indirect: By Trust)
    451

  • Series D 5.0% Convertible Non-cumulative Perpetual Preferred

    → Common Stock (19,420 underlying)
    17,655

  • Common Stock

    (indirect: By Trust)
    939

  • Series A 4.5% Convertible Cumulative Perpetural Preferred

    → Common Stock (11,684 underlying)
    5,090
Footnotes (4)
  • [F1]Convertible into common stock
  • [F2]Perpetual Preferred Stock
  • [F3]Series A 4.5% Convertible Non-cumulative Perpetual Preferred Stock is convertible into 2.2955 shares of common stock per share
  • [F4]Series A 5.0% Convertible Non-cumulative Perpetual Preferred Stock is convertible into 1.1000 shares of common stock per share

Documents

1 file

Issuer

SURREY BANCORP

CIK 0001229146

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001229146

Filing Metadata

Form type
4
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 1:53 PM ET
Size
10.1 KB
View on SEC.gov