ANNALY CAPITAL MANAGEMENT INC 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 9, 2016
Insider Transaction Report
Form 4
Singh R Nicholas
EVP and General Counsel
Transactions
- Purchase
Common Stock
2016-05-06$10.85/sh+5,200$56,420→ 21,899 total(indirect: By 401(k)) - Purchase
Common Stock
2016-05-06$10.85/sh+130,400$1,414,840→ 436,800 total
Holdings
- 40,000
Option to purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (40,000 underlying) - 53,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (53,000 underlying) - 1,150(indirect: By 401(k))
Class A Preferred Stock
- 53,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (53,000 underlying)
Footnotes (3)
- [F1]Represents the weighted average purchase price of $10.84571, rounded to the nearest hundredth. The highest price at which the shares were purchased was $10.85 and the lowest price at which the shares were purchased was $10.83. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
- [F2]Represents the weighted average purchase price of $10.84813, rounded to the nearest hundredth. The highest price at which the shares were purchased was $10.85 and the lowest price at which the shares were purchased was $10.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
- [F3]Options previously granted.