Bankwell Financial Group, Inc. 4

4 · Bankwell Financial Group, Inc. · Filed May 11, 2016

Form 4

Period: 2016-05-10

Director

Transactions

Holdings

Common Stock
(indirect: Deferred Compensation Plan)
21,845
Common Stock
1,400
Common Stock
(indirect: By Trust)
272,586
Stock Options
Exercise: $20.70From: 2007-12-12Exp: 2017-12-12→ Common Stock (2,875 underlying)
2,875
Common Stock
500
Stock Options
Exercise: $17.50From: 2006-12-13Exp: 2016-12-13→ Common Stock (3,850 underlying)
3,850

Footnotes (5)

[F1]2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 1,400 Shares have vested.
[F2]1,500 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares vest in three substantially equal installments - the first immediately on December 15, 2014 and then on each of December 3, 2015 and December 3, 2016. As of the Transaction Date, 1,000 Shares have vested.
[F3]5,663 of Shares reported are owned jointly with Spouse.
[F4]Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
[F5]Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

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