Asterias Biotherapeutics, Inc.·4

May 17, 10:58 AM ET

Asterias Biotherapeutics, Inc. 4

4 · Asterias Biotherapeutics, Inc. · Filed May 17, 2016

Insider Transaction Report

Form 4
Period: 2016-05-13
BAILEY DON M
Director
Transactions
  • Purchase

    Warrants to purchase Common Stock

    2016-05-13$0.01/sh+44,117$44144,117 total
    Exercise: $4.37From: 2016-05-13Exp: 2021-05-13Common Stock (44,117 underlying)
  • Purchase

    Common Stock

    2016-05-13$3.39/sh+88,235$299,11788,235 total
Footnotes (1)
  • [F1]The shares of common stock and warrants to purchase common stock reported herein were purchased by the Reporting Person in the Issuer's public offering of Units, which closed on May 13, 2016. Each Unit consists of one share of common stock and 0.5 of one warrant. The Reporting Person purchased each Unit at the public offering price of $3.40 per Unit.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4