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4//SEC Filing

Pathfinder Bancorp, Inc. 4

Accession 0001140361-16-065920

$PBHCCIK 0001609065operating

View on SEC.gov Company Profile

Filed

May 16, 8:00 PM ET

Accepted

May 17, 2:39 PM ET

Size

9.4 KB

Accession

0001140361-16-065920

Insider Transaction Report

Form 4

Period: 2016-05-06

Pathfinder Bancorp, Inc.PBHC

Director

Transactions

Award
Common Stock
2016-05-06+3,515→ 11,465 total
Award
Stock Options
2016-05-06+8,787→ 8,787 total
Exercise: $11.35From: 2017-05-06Exp: 2026-05-06→ Common Stock (8,787 underlying)

Holdings

Common Stock
(indirect: By POA)
149,664
Stock Options
Exercise: $11.09From: 2016-11-02Exp: 2025-11-02→ Common Stock (8,236 underlying)
8,236
Common Stock
(indirect: By IRA)
13,300

Footnotes (3)

[F1]Shares of restricted stock vest at a rate of 20% per year commencing on May 6, 2017.
[F2]Stock options vest at a rate of 20% per year commencing on May 6, 2017.
[F3]Stock options vest at a rate of 20% per year commencing on November 2, 2016

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Pathfinder Bancorp, Inc.

CIK 0001609065

Entity typeoperating

IncorporatedMD

Related Parties

1

filerCIK 0001609065

Filing Metadata

Form type: 4
Filed: May 16, 8:00 PM ET
Accepted: May 17, 2:39 PM ET
Size: 9.4 KB

View on SEC.gov