HF FINANCIAL CORP 4
4 · HF FINANCIAL CORP · Filed May 17, 2016
Insider Transaction Report
Form 4
PALMER JOHN W
Director
Transactions
- Disposition to Issuer
Common Stock
2016-05-16−8,274→ 0 total - Disposition to Issuer
Common Stock
2016-05-16−93,588→ 0 total(indirect: By Financial Edge Strategic Fund, LP) - Disposition to Issuer
Common Stock
2016-05-16−255,316→ 0 total(indirect: By Financial Edge Fund, LP) - Disposition to Issuer
Common Stock
2016-05-16−169,344→ 0 total(indirect: By PL Capital/Focused Fund, LP) - Disposition to Issuer
Common Stock
2016-05-16−71,727→ 0 total(indirect: By Goodbody/PL Capital, LP) - Disposition to Issuer
Common Stock
2016-05-16−4,000→ 0 total(indirect: By Albernet OU)
Footnotes (6)
- [F1]Pursuant to the Agreement and Plan of Merger between HF Financial Corp. (the "Company") and Great Western Bancorp, Inc. ("Great Western"), dated November 30, 2015, each share of Company common stock was converted into the right to receive, at the election of the holder thereof, either (i) $19.50 in cash or (ii) .65 shares of Great Western common stock.
- [F2]Financial Edge Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]Financial Edge-Strategic Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
- [F4]Goodbody/PL Capital, LP is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interst therein.
- [F5]PL Capital/Focused Fund, LP is a Delaware limited partnership. PL Capital, LLP is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F6]Albernet OU is an Estonia company. PL Capital, LLC is a Delaware limited liability company and an investment advisor to Albernet OU. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.