Home/Filings/4/0001140361-16-066714
4//SEC Filing

TrueCar, Inc. 4

Accession 0001140361-16-066714

$TRUECIK 0001327318operating

Filed

May 22, 8:00 PM ET

Accepted

May 23, 5:17 PM ET

Size

18.2 KB

Accession

0001140361-16-066714

Insider Transaction Report

Form 4
Period: 2016-05-19
Dietz Steven J
Director10% Owner
Transactions
  • Award

    Common Stock

    2016-05-19+11,21135,078 total
  • Award

    Stock Option (right to buy)

    2016-05-19+24,95224,952 total
    Exercise: $6.69Exp: 2026-05-19Common Stock (24,952 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    10,970
  • Common Stock

    (indirect: By daughter)
    1,300
  • Common Stock

    (indirect: By younger son)
    1,000
  • Common Stock

    (indirect: By Upfront II, L.P.)
    5,138,807
  • Common Stock

    (indirect: By Upfront GP II, L.P.)
    1,501,260
  • Common Stock

    (indirect: By Upfront II Investors, L.P.)
    559,248
  • Common stock

    (indirect: By Upfront III Partners, L.P.)
    31,891
  • Common Stock

    (indirect: By Upfront III, L.P.)
    1,945,375
  • Common Stock

    (indirect: By Upfront GP III, L.P.)
    206,202
  • Common Stock

    (indirect: By Upfront II Partners, L.P.)
    139,397
  • Common Stock

    (indirect: By Upfront III Investors, L.P.)
    63,152
  • Common Stock

    (indirect: By Trust)
    9,500
  • Common Stock

    (indirect: By elder son)
    900
Footnotes (6)
  • [F1]The reported shares are represented by restricted stock units, or RSUs, which vest in full on the earlier of the day immediately prior to the Issuer's 2017 annual meeting of stockholders (the "2017 Annual Meeting") or May 31, 2017.
  • [F2]Shares held directly by The Dietz Family Trust 2007, for which the Reporting Person serves as trustee.
  • [F3]Shares held directly by The Dietz family Trust 2011, for which the Reporting Person serves as trustee.
  • [F4]The Reporting Person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F5]The Reporting Person serves as a member of the investment committee of GRP Management Services, Inc. and Upfront Ventures Management, Inc. and may be deemed to share voting and dispositive power with respect to the shares held by Upfront II, L.P., Upfront III, L.P., Upfront GP II, L.P., Upfront II Investors, L.P., Upfront GP III, L.P., Upfront II Partners, L.P., Upfront III Investors, L.P. and Upfront III Partners, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  • [F6]Shares subject to the option vest in twelve equal monthly installments beginning on June 19, 2016. Any unvested shares subject to the option vest on the day immediately prior to the 2017 Annual Meeting.

Documents

1 file

Issuer

TrueCar, Inc.

CIK 0001327318

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001327318

Filing Metadata

Form type
4
Filed
May 22, 8:00 PM ET
Accepted
May 23, 5:17 PM ET
Size
18.2 KB