ANNALY CAPITAL MANAGEMENT INC 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 27, 2016
Insider Transaction Report
Form 4
SCHAEFER JOHN H
Director
Transactions
- Award
Deferred Stock Units
2016-05-26+12,617→ 25,832 total→ Common Stock (12,617 underlying)
Holdings
- 62,742
Common Stock
Footnotes (3)
- [F1]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- [F2]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
- [F3]Includes 3,853 DSUs acquired pursuant to a dividend reinvestment for which no additional price was paid.