4//SEC Filing
ORION ENERGY SYSTEMS, INC. 4
Accession 0001140361-16-069049
$OESXCIK 0001409375operating
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 12:37 PM ET
Size
12.9 KB
Accession
0001140361-16-069049
Insider Transaction Report
Form 4
Meade Marc
Executive Vice President
Transactions
- Award
Common Stock
2016-06-07+99,051→ 214,849 total - Purchase
Common Stock
2016-06-08$1.43/sh+3,500$4,999→ 218,349 total
Holdings
- 25,000
Stock Options (right to buy)
Exercise: $3.45From: 2011-11-01Exp: 2020-11-01→ Common Stock (25,000 underlying) - 5,000
Stock Options (right to buy)
Exercise: $4.70From: 2011-02-01Exp: 2020-02-01→ Common Stock (5,000 underlying) - 20,000
Stock Options (right to buy)
Exercise: $3.46From: 2011-05-18Exp: 2020-05-18→ Common Stock (20,000 underlying) - 20,000
Stock Options (right to buy)
Exercise: $2.05From: 2014-02-01Exp: 2023-02-01→ Common Stock (20,000 underlying)
Footnotes (6)
- [F1]Restricted stock granted to the reporting person under the 2004 Stock and Incentive Awards Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2017, 2018 and 2019, respectively.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $1.42 to $1.4298. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2010, vests and becomes exercisable in 20% increments on February 1, 2011, 2012, 2013, 2014 and 2015, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 10% increments on May 18, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019 and 2020, respectively.
- [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 1, 2010, vests and becomes exercisable in 20% increments on November 1, 2011, 2012, 2013, 2014 and 2015, respectively.
- [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2013, vests and becomes exercisable in 20% increments on February 1, 2014, 2015, 2016, 2017 and 2018, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001409375
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 12:37 PM ET
- Size
- 12.9 KB