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4//SEC Filing

Health Insurance Innovations, Inc. 4

Accession 0001140361-16-069457

CIK 0001561387operating

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 4:07 PM ET

Size

11.4 KB

Accession

0001140361-16-069457

Insider Transaction Report

Form 4
Period: 2016-06-08
McNamee Patrick
DirectorCEO and President
Transactions
  • Award

    Stock Appreciation Rights

    2016-06-08+172,090172,090 total
    Exercise: $7.02Exp: 2023-06-08Class A Common Stock (172,090 underlying)
Holdings
  • Stock Appreciation Rights

    Exercise: $6.77Exp: 2021-05-25Class A Common Stock (125,000 underlying)
    125,000
  • Class A Common Stock

    (indirect: By Trust)
    25,000
  • Stock Appreciation Rights

    Exercise: $4.33Exp: 2020-11-09Class A Common Stock (425,000 underlying)
    425,000
  • Stock Appreciation Rights

    Exercise: $4.72Exp: 2022-06-08Class A Common Stock (300,000 underlying)
    300,000
Footnotes (4)
  • [F1]These stock-settled stock appreciation rights were previously granted under the Issuer's Long-Term Incentive Plan ("Plan") and vest as follows: (i) 125,000 on the first date on which the average trading price of the Company's Class A common stock is at or above $8.00 per share for the preceding 30 consecutive trading days, (ii) 250,000 on the first date on which the average trading price of the Company's Class A common stock is at or above $12.00 per share for the preceding 30 consecutive trading days and (iii) 50,000 on the first date on which the average trading price of the Company's Class A common stock is at or above $16.00 per share for the preceding 30 consecutive trading days, all subject to the terms of the Plan and an award agreement under the Plan.
  • [F2]These stock-settled stock appreciation rights were granted under the Plan and will vest on the first date on which the average trading price of the Company's Class A common stock is at or above $16.00 per share for the preceding 30 consecutive trading days, subject to the terms of the Plan and an award agreement under the Plan.
  • [F3]These stock-settled stock appreciation rights were previously granted under the Plan and are scheduled to vest in increments as follows: 25% on June 8, 2016; 25% on June 8, 2017; and 50% on June 8, 2018, subject to the terms of the Plan and an award agreement under the Plan.
  • [F4]These stock-settled stock appreciation rights were granted under the Plan pursuant to the reporting person's employment agreement and are scheduled to vest in increments as follows: 25% on June 8, 2017, 25% on June 8, 2018, and 50% on June 19, 2019.

Documents

1 file

Issuer

Health Insurance Innovations, Inc.

CIK 0001561387

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001561387

Filing Metadata

Form type
4
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 4:07 PM ET
Size
11.4 KB