Home/Filings/4/0001140361-16-069909
4//SEC Filing

CYTORI THERAPEUTICS, INC. 4

Accession 0001140361-16-069909

$PSTVCIK 0001095981operating

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 6:52 PM ET

Size

9.5 KB

Accession

0001140361-16-069909

Insider Transaction Report

Form 4
Period: 2016-06-15
HARRIS JOHN DAVID
VP and GM Cell Therapy
Transactions
  • Exercise of In-Money

    Subscription Rights (Right to Buy)

    2016-06-152,5000 total
    Exercise: $2.55From: 2016-05-26Exp: 2016-06-10See Footnote (2,500 underlying)
  • Exercise of In-Money

    Common Stock

    2016-06-15+2,5004,500 total
  • Exercise of In-Money

    Warrants (Right to Buy)

    2016-06-15+1,2501,250 total
    Exercise: $3.06From: 2016-06-15Exp: 2018-12-14Common Stock (1,250 underlying)
Footnotes (2)
  • [F1]The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by Cytori Therapeutics, Inc. (the "Company) to all holders of the Company's common stock. The subscription rights entitled each recipient thereof to purchase units ("Units"). Each Unit consists of one share of the Company's common stock and 0.5 of a warrant, with each warrant representing the right to purchase one share of the Company's common stock. The purchase price for each Unit was $2.55.
  • [F2]Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $3.06 from the date of issuance through December 14, 2018.

Documents

1 file

Issuer

CYTORI THERAPEUTICS, INC.

CIK 0001095981

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001095981

Filing Metadata

Form type
4
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 6:52 PM ET
Size
9.5 KB