|4Jun 15, 6:53 PM ET

CYTORI THERAPEUTICS, INC. 4

4 · CYTORI THERAPEUTICS, INC. · Filed Jun 15, 2016

Insider Transaction Report

Form 4
Period: 2016-06-15
Girao Tiago
VP & Chief Financial Officer
Transactions
  • Exercise of In-Money

    Common Stock

    2016-06-15+5,66714,084 total
  • Exercise of In-Money

    Subscription Rights (Right to Buy)

    2016-06-155,6670 total
    Exercise: $2.55From: 2016-05-26Exp: 2016-06-10See Footnote (5,667 underlying)
  • Exercise of In-Money

    Warrants (Right to Buy)

    2016-06-15+2,8332,833 total
    Exercise: $3.06From: 2016-06-15Exp: 2018-12-14Common Stock (2,833 underlying)
Footnotes (2)
  • [F1]The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by Cytori Therapeutics, Inc. (the "Company) to all holders of the Company's common stock. The subscription rights entitled each recipient thereof to purchase units ("Units"). Each Unit consists of one share of the Company's common stock and 0.5 of a warrant, with each warrant representing the right to purchase one share of the Company's common stock. The purchase price for each Unit was $2.55.
  • [F2]Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $3.06 from the date of issuance through December 14, 2018.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4