HERITAGE OAKS BANCORP 4
4 · HERITAGE OAKS BANCORP · Filed Jun 20, 2016
Insider Transaction Report
Form 4
Fugate Mark C
Director
Transactions
- Purchase
Common stock
2016-06-16$7.66/sh+500$3,831→ 11,828 total(indirect: By IRA)
Holdings
- 1,082(indirect: By IRA)
Common stock
- 17,875
Stock option
Exercise: $3.10From: 2010-09-01Exp: 2020-09-01→ Common stock (7,500 underlying) - 10,375
Stock option
Exercise: $4.50From: 2009-02-02Exp: 2019-02-02→ Common stock (2,500 underlying) - 7,875
Stock option
Exercise: $11.48From: 2008-02-01Exp: 2018-02-01→ Common stock (2,625 underlying) - 5,250
Stock option
Exercise: $15.24From: 2007-11-01Exp: 2017-11-01→ Common stock (5,250 underlying) - 3,113(indirect: Restricted (1))
Common stock
- 7,646
Common stock
Footnotes (2)
- [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
- [F2]Mark C. Fugate is custodian for Andrew A. Dalmau, Michelle Dalmau, Natalie Dalmau, Bethany Fugate, Kathryn Fugate, Timothy Fugate, Kelsey Lahr, and Miranda Lahr, minors under the California Uniform Transfers to Minors Act; Mr. Fugate also has an interest in the 2008 Fugate Family Trust, (combined indirect shares total 105,441).