Home/Filings/4/0001140361-16-070288
4//SEC Filing

HERITAGE OAKS BANCORP 4

Accession 0001140361-16-070288

CIK 0000921547operating

Filed

Jun 19, 8:00 PM ET

Accepted

Jun 20, 11:50 AM ET

Size

13.4 KB

Accession

0001140361-16-070288

Insider Transaction Report

Form 4
Period: 2016-06-16
Transactions
  • Purchase

    Common stock

    2016-06-16$7.66/sh+500$3,83111,828 total(indirect: By IRA)
Holdings
  • Common stock

    (indirect: By IRA)
    1,082
  • Stock option

    Exercise: $3.10From: 2010-09-01Exp: 2020-09-01Common stock (7,500 underlying)
    17,875
  • Stock option

    Exercise: $4.50From: 2009-02-02Exp: 2019-02-02Common stock (2,500 underlying)
    10,375
  • Stock option

    Exercise: $11.48From: 2008-02-01Exp: 2018-02-01Common stock (2,625 underlying)
    7,875
  • Stock option

    Exercise: $15.24From: 2007-11-01Exp: 2017-11-01Common stock (5,250 underlying)
    5,250
  • Common stock

    (indirect: Restricted (1))
    3,113
  • Common stock

    7,646
Footnotes (2)
  • [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
  • [F2]Mark C. Fugate is custodian for Andrew A. Dalmau, Michelle Dalmau, Natalie Dalmau, Bethany Fugate, Kathryn Fugate, Timothy Fugate, Kelsey Lahr, and Miranda Lahr, minors under the California Uniform Transfers to Minors Act; Mr. Fugate also has an interest in the 2008 Fugate Family Trust, (combined indirect shares total 105,441).

Documents

1 file

Issuer

HERITAGE OAKS BANCORP

CIK 0000921547

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000921547

Filing Metadata

Form type
4
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 11:50 AM ET
Size
13.4 KB