3//SEC Filing
Ocean Thermal Energy Corp 3
Accession 0001140361-16-071701
CIK 0001531272operating
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 11:19 AM ET
Size
11.4 KB
Accession
0001140361-16-071701
Insider Transaction Report
Form 3
FEAKINS JEREMY
DirectorCEO10% Owner
Holdings
- 1,000,000(indirect: by Phoenix Investment)
Common Stock
- (indirect: By LLC)
Warrants
Exercise: $0.43From: 2014-04-01Exp: 2017-01-31→ Common Stock (12,912,500 underlying) - 6,844,334
Common Stock
- 800,000(indirect: by Queen Street Development Partners)
Common Stock
- (indirect: by JPF Venture Fund 1, LP)
Warrants
Exercise: $0.25From: 2015-07-28Exp: 2017-03-15→ Common Stock (8,000,000 underlying) - 4,143,164(indirect: by JPF Venture Fund 1, LP)
Common Stock
Warrants
Exercise: $3.00From: 2012-04-16Exp: 2017-03-31→ Common Stock (200,000 underlying)- (indirect: By LLC)
Warrants
Exercise: $0.43From: 2013-12-01→ Common Stock (300,000 underlying) - (indirect: by JPF Venture Fund 1, LP)
Warrants
Exercise: $0.68From: 2013-08-15Exp: 2023-08-31→ Common Stock (10,000 underlying)
Footnotes (1)
- [F1]Warrant expires on the day that is one year after the date of the issuer's public offering of shares on a public exchange.
Documents
Issuer
Ocean Thermal Energy Corp
CIK 0001531272
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001531272
Filing Metadata
- Form type
- 3
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 11:19 AM ET
- Size
- 11.4 KB