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|3Jul 6, 11:19 AM ET

Ocean Thermal Energy Corp 3

3 · Ocean Thermal Energy Corp · Filed Jul 6, 2016

Insider Transaction Report

Form 3
Period: 2016-07-05
Ocean Thermal Energy CorpOTEC
FEAKINS JEREMY
DirectorCEO10% Owner
Holdings

  • Common Stock

    (indirect: by Phoenix Investment)
    1,000,000

  • Warrants

    (indirect: By LLC)
    Exercise: $0.43From: 2014-04-01Exp: 2017-01-31→ Common Stock (12,912,500 underlying)

  • Common Stock

    6,844,334

  • Common Stock

    (indirect: by Queen Street Development Partners)
    800,000

  • Warrants

    (indirect: by JPF Venture Fund 1, LP)
    Exercise: $0.25From: 2015-07-28Exp: 2017-03-15→ Common Stock (8,000,000 underlying)

  • Common Stock

    (indirect: by JPF Venture Fund 1, LP)
    4,143,164

  • Warrants

    Exercise: $3.00From: 2012-04-16Exp: 2017-03-31→ Common Stock (200,000 underlying)

  • Warrants

    (indirect: By LLC)
    Exercise: $0.43From: 2013-12-01→ Common Stock (300,000 underlying)

  • Warrants

    (indirect: by JPF Venture Fund 1, LP)
    Exercise: $0.68From: 2013-08-15Exp: 2023-08-31→ Common Stock (10,000 underlying)
Footnotes (1)
  • [F1]Warrant expires on the day that is one year after the date of the issuer's public offering of shares on a public exchange.

Documents

1 file
  • 3
    doc1.xmlPrimary

    FORM 3