HERITAGE OAKS BANCORP 4
4 · HERITAGE OAKS BANCORP · Filed Aug 8, 2016
Insider Transaction Report
Form 4
Simas Alexander
Director
Transactions
- Disposition to Issuer
Common stock
2016-08-05$8.27/sh−3,113$25,745→ 0 total(indirect: Restricted Stock) - Purchase
Common stock
2015-08-04$8.39/sh+2,500$20,984→ 66,572 total - Purchase
Common stock
2016-08-04$8.23/sh+4,000$32,901→ 64,072 total - Award
Common stock
2016-08-05$8.27/sh+3,113$25,745→ 69,685 total
Holdings
- 17,875
Stock option
Exercise: $3.10From: 2010-09-01Exp: 2020-09-01→ Common stock (7,500 underlying) - 13,375
Stock option
Exercise: $4.50From: 2009-02-02Exp: 2019-02-02→ Common stock (2,500 underlying) - 5,250
Stock option
Exercise: $15.24From: 2007-11-01Exp: 2017-11-01→ Common stock (5,250 underlying) - 7,875
Stock option
Exercise: $11.48From: 2008-02-01Exp: 2018-02-01→ Common stock (2,625 underlying)
Footnotes (2)
- [F1]Vesting of restricted stock.
- [F2]This transaction was executed in multiple trades at prices ranging from $8.19 to $8.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.