Home/Filings/4/0001140361-16-075387
4//SEC Filing

ORION ENERGY SYSTEMS, INC. 4

Accession 0001140361-16-075387

$OESXCIK 0001409375operating

Filed

Aug 8, 8:00 PM ET

Accepted

Aug 9, 2:37 PM ET

Size

10.7 KB

Accession

0001140361-16-075387

Insider Transaction Report

Form 4
Period: 2016-08-05
Transactions
  • Award

    Common Stock

    2016-08-05+19,01485,454 total
  • Purchase

    Common Stock

    2016-08-05$1.42/sh+21,127$30,000106,581 total
Holdings
  • Stock Options (right to buy)

    Exercise: $3.12From: 2012-08-09Exp: 2021-08-09Common Stock (22,045 underlying)
    22,045
  • Stock Options (right to buy)

    Exercise: $2.03From: 2013-06-12Exp: 2022-06-12Common Stock (26,646 underlying)
    26,646
  • Stock Options (right to buy)

    Exercise: $2.41From: 2013-12-31Exp: 2023-05-28Common Stock (36,568 underlying)
    36,568
Footnotes (4)
  • [F1]Restricted stock granted to the reporting person under the 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 5, 2017, 2018 and 2019, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 9, 2011, vests and becomes exercisable in three equal installments on August 9, 2012, 2013 and 2014, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

Documents

1 file

Issuer

ORION ENERGY SYSTEMS, INC.

CIK 0001409375

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001409375

Filing Metadata

Form type
4
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 2:37 PM ET
Size
10.7 KB