ORION ENERGY SYSTEMS, INC. 4
4 · ORION ENERGY SYSTEMS, INC. · Filed Aug 9, 2016
Insider Transaction Report
Form 4
Leslie James D
Director
Transactions
- Award
Common Stock
2016-08-05+31,690→ 123,311 total - Award
Common Stock
2016-08-05+7,042→ 130,353 total - Purchase
Common Stock
2016-08-05$1.42/sh+21,127$30,000→ 151,480 total
Holdings
- 36,568
Stock Options (right to buy)
Exercise: $2.41From: 2013-12-31Exp: 2023-05-28→ Common Stock (36,568 underlying)
Footnotes (3)
- [F1]Restricted stock granted to the reporting person under the 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 5, 2017, 2018 and 2019, respectively.
- [F2]Shares granted in lieu of cash for annual retainer fees pursuant to Issuer's 2016 Omnibus Incentive Plan.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.