4//SEC Filing
BAY BANCORP, INC. 4
Accession 0001140361-16-075554
CIK 0000859222operating
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 9:36 AM ET
Size
14.5 KB
Accession
0001140361-16-075554
Insider Transaction Report
Form 4
Duncan Graham
10% Owner
Transactions
- Sale
Common Stock, par value $1.00
2016-08-08$5.10/sh−200,000$1,020,000→ 1,418,436 total
East Rock Capital GP, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $1.00
2016-08-08$5.10/sh−200,000$1,020,000→ 1,418,436 total
EREF MP Alpha, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $1.00
2016-08-08$5.10/sh−200,000$1,020,000→ 1,418,436 total
D Partners Management, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $1.00
2016-08-08$5.10/sh−200,000$1,020,000→ 1,418,436 total
Shapiro Adam
10% Owner
Transactions
- Sale
Common Stock, par value $1.00
2016-08-08$5.10/sh−200,000$1,020,000→ 1,418,436 total
East Rock Capital, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $1.00
2016-08-08$5.10/sh−200,000$1,020,000→ 1,418,436 total
Footnotes (2)
- [F1]Shares reported herein are held for the account of EREF MP Alpha, LLC (the "Fund"). East Rock Capital, LLC (the "Manager") and East Rock Capital GP, LLC (the "General Partner") serve as the investment manager and the general partner, respectively, of East Rock Endowment Fund, L.P., the sole member of the Fund. D Partners Management, LLC ("D Partners") serves as the managing member of the Manager and the General Partner. Mr. Duncan and Mr. Shapiro jointly manage and control the Fund, primarily as managing principals and control persons of the Manager and the General Partner. Mr. Duncan also serves as the managing member of D Partners. The persons and entities whose signatures appear below are collectively referred to herein as the "Reporting Persons."
- [F2]Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
Documents
Issuer
BAY BANCORP, INC.
CIK 0000859222
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0000859222
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 9:36 AM ET
- Size
- 14.5 KB