Home/Filings/4/0001140361-16-077436
4//SEC Filing

FIRST MARBLEHEAD CORP 4

Accession 0001140361-16-077436

CIK 0001262279operating

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 4:34 PM ET

Size

14.1 KB

Accession

0001140361-16-077436

Insider Transaction Report

Form 4
Period: 2016-08-22
MEYERS DANIEL MAXWELL
DirectorCEO and President
Transactions
  • Disposition to Issuer

    Common Stock

    2016-08-22$5.05/sh981,286$4,955,4940 total
  • Disposition to Issuer

    Restricted Stock Units

    2016-08-22200,0000 total
    Common Stock (200,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-08-22200,0000 total
    Exercise: $60.00Exp: 2018-08-17Common Stock (200,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-08-22200,0000 total
    Exercise: $120.00Exp: 2018-08-17Common Stock (200,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-08-22200,0000 total
    Exercise: $160.00Exp: 2018-08-17Common Stock (200,000 underlying)
Footnotes (4)
  • [F1]On August 22, 2016, pursuant to the Agreement and Plan of Merger among the issuer, FP Resources USA Inc. (the "Parent") and FP Resources Acquisition Corp. (the "Transitory Subsidiary"), dated June 2, 2016 (the "Merger Agreement"), the Transitory Subsidiary merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as a wholly owned subsidiary of the Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares automatically converted into a right to receive $5.05 per share in cash.
  • [F2]Each restricted stock unit represents the right to receive one share of common stock on the applicable vesting date.
  • [F3]On November 30, 2015, the reporting person was granted 200,000 restricted stock units, vesting in four equal annual installments beginning on November 30, 2016, the first anniversary of the date of the grant. Pursuant to the terms of the Merger Agreement, 100% of the restricted stock units vested at the effective time of the Merger. Each such restricted stock unit that vested at the effective time of the Merger Agreement was disposed of pursuant to the Merger Agreement in exchange for a cash payment of $5.05 per restricted stock unit.
  • [F4]This option was cancelled for no consideration pursuant to the terms of the Merger Agreement.

Documents

1 file

Issuer

FIRST MARBLEHEAD CORP

CIK 0001262279

Entity typeoperating

Related Parties

1
  • filerCIK 0001262279

Filing Metadata

Form type
4
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 4:34 PM ET
Size
14.1 KB