4//SEC Filing
YuMe Inc 4
Accession 0001140361-16-078253
CIK 0001415624operating
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 8:01 PM ET
Size
8.9 KB
Accession
0001140361-16-078253
Insider Transaction Report
Form 4
YuMe IncYUME
KADAMBI JAYANT
DirectorCHAIRMAN, PRESIDENT, & CEO
Transactions
- Tax Payment
Common Stock
2016-08-26$3.36/sh−18,790$63,134→ 837,288 total - Exercise/Conversion
Common Stock
2016-08-26+50,000→ 856,078 total - Exercise/Conversion
Restricted Stock Units
2016-08-26−50,000→ 50,000 total→ Common Stock (50,000 underlying)
Footnotes (3)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units vest over two years in four equal installments every 6 months commencing on February 26, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
Documents
Issuer
YuMe Inc
CIK 0001415624
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001415624
Filing Metadata
- Form type
- 4
- Filed
- Aug 29, 8:00 PM ET
- Accepted
- Aug 30, 8:01 PM ET
- Size
- 8.9 KB