4//SEC Filing
YuMe Inc 4
Accession 0001140361-16-078852
CIK 0001415624operating
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 7:30 PM ET
Size
8.9 KB
Accession
0001140361-16-078852
Insider Transaction Report
Form 4
YuMe IncYUME
KADAMBI JAYANT
DirectorCHAIRMAN, PRESIDENT, & CEO
Transactions
- Exercise/Conversion
Common Stock
2016-08-28+35,000→ 872,288 total - Exercise/Conversion
Restricted Stock Units
2016-08-28−35,000→ 0 total→ Common Stock (35,000 underlying) - Tax Payment
Common Stock
2016-08-28$3.36/sh−13,153$44,194→ 859,135 total
Footnotes (3)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units vest in two equal annual installments commencing on August 28, 2014. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
Documents
Issuer
YuMe Inc
CIK 0001415624
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001415624
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 7:30 PM ET
- Size
- 8.9 KB