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HERITAGE OAKS BANCORP·4

Sep 6, 1:55 PM ET

HERITAGE OAKS BANCORP 4

4 · HERITAGE OAKS BANCORP · Filed Sep 6, 2016

Insider Transaction Report

Form 4
Period: 2016-09-01
HERITAGE OAKS BANCORPHEOP
Fugate Mark C
Director
Transactions
  • Award

    Common stock

    2016-09-01$8.06/sh+3,101$24,994→ 3,101 total(indirect: Restricted Stock)
Holdings

  • Stock option

    Exercise: $3.10From: 2010-09-01Exp: 2020-09-01→ Common stock (7,500 underlying)
    17,875

  • Common stock

    (indirect: By IRA)
    11,828

  • Common stock

    (indirect: Please see note (2))
    105,441

  • Stock option

    Exercise: $4.50From: 2009-02-02Exp: 2019-02-02→ Common stock (2,500 underlying)
    10,375

  • Stock option

    Exercise: $15.24From: 2007-11-01Exp: 2017-11-01→ Common stock (5,250 underlying)
    5,250

  • Common stock

    10,759

  • Common stock

    (indirect: By IRA)
    1,082

  • Stock option

    Exercise: $11.48From: 2008-02-01Exp: 2018-02-01→ Common stock (2,625 underlying)
    7,875
Footnotes (2)
  • [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
  • [F2]Mark C. Fugate is custodian for Andrew A. Dalmau, Michelle Dalmau, Natalie Dalmau, Bethany Fugate, Kathryn Fugate, Timothy Fugate, Kelsey Lahr, and Miranda Lahr, minors under the California Uniform Transfers to Minors Act; Mr. Fugate also has an interest in the 2008 Fugate Family Trust, (combined indirect shares total 105,441).

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4