4//SEC Filing
HERITAGE OAKS BANCORP 4
Accession 0001140361-16-078899
CIK 0000921547operating
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 1:55 PM ET
Size
12.6 KB
Accession
0001140361-16-078899
Insider Transaction Report
Form 4
Fugate Mark C
Director
Transactions
- Award
Common stock
2016-09-01$8.06/sh+3,101$24,994→ 3,101 total(indirect: Restricted Stock)
Holdings
- 17,875
Stock option
Exercise: $3.10From: 2010-09-01Exp: 2020-09-01→ Common stock (7,500 underlying) - 11,828(indirect: By IRA)
Common stock
- 105,441(indirect: Please see note (2))
Common stock
- 10,375
Stock option
Exercise: $4.50From: 2009-02-02Exp: 2019-02-02→ Common stock (2,500 underlying) - 5,250
Stock option
Exercise: $15.24From: 2007-11-01Exp: 2017-11-01→ Common stock (5,250 underlying) - 10,759
Common stock
- 1,082(indirect: By IRA)
Common stock
- 7,875
Stock option
Exercise: $11.48From: 2008-02-01Exp: 2018-02-01→ Common stock (2,625 underlying)
Footnotes (2)
- [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
- [F2]Mark C. Fugate is custodian for Andrew A. Dalmau, Michelle Dalmau, Natalie Dalmau, Bethany Fugate, Kathryn Fugate, Timothy Fugate, Kelsey Lahr, and Miranda Lahr, minors under the California Uniform Transfers to Minors Act; Mr. Fugate also has an interest in the 2008 Fugate Family Trust, (combined indirect shares total 105,441).
Documents
Issuer
HERITAGE OAKS BANCORP
CIK 0000921547
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000921547
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 1:55 PM ET
- Size
- 12.6 KB