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4//SEC Filing

HERITAGE OAKS BANCORP 4

Accession 0001140361-16-078950

CIK 0000921547operating

Filed

Sep 5, 8:00 PM ET

Accepted

Sep 6, 4:44 PM ET

Size

6.5 KB

Accession

0001140361-16-078950

Insider Transaction Report

Form 4
Period: 2016-09-01
Gould Howard
Director10% Owner
Transactions
  • Award

    Common Stock

    2016-09-01$8.06/sh+3,101$24,9943,101 total(indirect: Restricted Stock)
Holdings
  • Common stock

    (indirect: Please see note)
    5,873,016
  • Common Stock

    6,704
Footnotes (2)
  • [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
  • [F2]Reporting person by virtue of being a managing member of Carpenter Fund Manager GL, LLP ("Manager"), the general partner of each of Carpenter Community BancFund-A, LP ("Fund A"), Carpenter Community BancFund, LP ("Fund LP"), and Carpenter Community BancFund-CA LP ("Fund CA", the "Funds"), may be deemed to beneficially own shares held by the Funds, but disclaims beneficial ownership thereof.

Documents

1 file

Issuer

HERITAGE OAKS BANCORP

CIK 0000921547

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000921547

Filing Metadata

Form type
4
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 4:44 PM ET
Size
6.5 KB