HERITAGE OAKS BANCORP 4
4 · HERITAGE OAKS BANCORP · Filed Sep 6, 2016
Insider Transaction Report
Form 4
Gould Howard
Director10% Owner
Transactions
- Award
Common Stock
2016-09-01$8.06/sh+3,101$24,994→ 3,101 total(indirect: Restricted Stock)
Holdings
- 5,873,016(indirect: Please see note)
Common stock
- 6,704
Common Stock
Footnotes (2)
- [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
- [F2]Reporting person by virtue of being a managing member of Carpenter Fund Manager GL, LLP ("Manager"), the general partner of each of Carpenter Community BancFund-A, LP ("Fund A"), Carpenter Community BancFund, LP ("Fund LP"), and Carpenter Community BancFund-CA LP ("Fund CA", the "Funds"), may be deemed to beneficially own shares held by the Funds, but disclaims beneficial ownership thereof.