4//SEC Filing
HERITAGE OAKS BANCORP 4
Accession 0001140361-16-078958
CIK 0000921547operating
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 5:09 PM ET
Size
10.0 KB
Accession
0001140361-16-078958
Insider Transaction Report
Form 4
LYNCH JAMES J
Director10% Owner
Transactions
- Award
Common stock
2016-09-01$8.06/sh+2,636$21,246→ 3,173,722 total(indirect: FBO Patriot Financial Partners, LP) - Award
Common stock
2016-09-01$8.06/sh+465$3,748→ 548,303 total(indirect: FBO Patriot Financial Partners Parallel LP)
Holdings
- 7,500(indirect: See footnote (2))
Stock option
Exercise: $3.10From: 2010-09-01Exp: 2020-09-01→ Common stock (6,395 underlying) - 1,105(indirect: Please see footnote (2))
Stock option
Exercise: $3.10From: 2010-09-01Exp: 2020-09-01→ Common stock (1,105 underlying)
Footnotes (2)
- [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
- [F2]Patriot Financial Partners, G.P., L.P. ("Patriot GP") is a general partner of Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (together, the "Funds). Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP. Patriot Financial Partners GP, LLC ("Patriot LLC") is the general partner of Patriot GP. Accordingly, securities owned or deemed to be owned by Patriot GP may be regarded as being beneficially owned by Patriot LLC. Mr. Lynch is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Mr. Lynch disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Documents
Issuer
HERITAGE OAKS BANCORP
CIK 0000921547
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000921547
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 5:09 PM ET
- Size
- 10.0 KB