ViewRay, Inc. 4
4 · ViewRay, Inc. · Filed Sep 15, 2016
Insider Transaction Report
Form 4
ViewRay, Inc.VRAY
Puri Aditya
Director
Transactions
- Purchase
Warrant to Purchase Common Stock
2016-09-09$0.13/sh+441,840$55,230→ 441,840 total(indirect: See footnote)Exercise: $2.95Exp: 2023-09-09→ Common Stock (441,840 underlying) - Purchase
Common Stock
2016-09-09$2.95/sh+1,472,803$4,344,769→ 4,876,745 total(indirect: See footnote) - Award
Common Stock
2016-09-13+18,964→ 18,964 total
Footnotes (3)
- [F1]Shares held by Harbour Tycoon Limited. The Reporting Person is an Investments Director at Xeraya Capital, an affiliate of Harbour Tycoon Limited.
- [F2]Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 100% of the RSUs shall be fully vested as of the date of grant, however, delivery of the shares will be deferred until the earlier of (i) the Reporting Person's termination of service from the Issuer's board of directors or (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan.
- [F3]This warrant is immediately exercisable.