4//SEC Filing
SI Financial Group, Inc. 4
Accession 0001140361-16-080611
CIK 0001500213operating
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 3:33 PM ET
Size
13.1 KB
Accession
0001140361-16-080611
Insider Transaction Report
Form 4
Little Paul R
Senior Credit Officer
Transactions
- Tax Payment
Common Stock
2016-09-21$13.25/sh−163$2,160→ 5,130 total
Holdings
- 2,500(indirect: By Performance Stock Award)
Common Stock
- 20,000
Stock Options
Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (20,000 underlying) - 3,830(indirect: By ESOP)
Common Stock
- 1,000
Stock Options
Exercise: $11.20From: 2013-03-21Exp: 2022-03-21→ Common Stock (1,000 underlying) - 0(indirect: By Stock Award)
Common Stock
- 10,000
Stock Options
Exercise: $11.86From: 2016-09-23Exp: 2025-09-23→ Common Stock (10,000 underlying) - 1,250(indirect: By Stock Award II)
Common Stock
Footnotes (8)
- [F1]Since the reporting persons last report, 467 shares held by Stock Award have vest and are now owned directly.
- [F2]Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- [F3]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
- [F4]Stock Awards granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in three equal annual installments commencing on September 21, 2014.
- [F5]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
- [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on September 23, 2016.
- [F7]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on March 21, 2013.
- [F8]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.
Documents
Issuer
SI Financial Group, Inc.
CIK 0001500213
Entity typeoperating
Related Parties
1- filerCIK 0001500213
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 3:33 PM ET
- Size
- 13.1 KB