Earnings Feed
Start Free
Home/Filings/4/0001140361-16-080804
4//SEC Filing

SI Financial Group, Inc. 4

Accession 0001140361-16-080804

CIK 0001500213operating
View on SEC.govCompany Profile

Filed

Sep 26, 8:00 PM ET

Accepted

Sep 27, 3:43 PM ET

Size

10.9 KB

Accession

0001140361-16-080804

Insider Transaction Report

Form 4
Period: 2016-09-23
SI Financial Group, Inc.SIFI
Wood Jonathan S
SVP-Retail Banking
Transactions
  • Tax Payment

    Common Stock

    2016-09-23$13.21/sh−932$12,312→ 5,429 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    3,388

  • Common Stock

    (indirect: By ESOP)
    2,236

  • Common Stock

    (indirect: By Stock Award)
    625

  • Stock Options

    Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    (indirect: By Performance Stock Award)
    1,249

  • Common Stock

    (indirect: By Stock Award II)
    2,666
Footnotes (6)
  • [F1]Since the reporting person's last report, 2,667 shares previously held by Stock Award II have vested and are now owned directly.
  • [F2]Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
  • [F3]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F4]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
  • [F5]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
  • [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.

Documents

1 file

Issuer

SI Financial Group, Inc.

CIK 0001500213

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 3:43 PM ET
Size
10.9 KB
View on SEC.gov