CD INTERNATIONAL ENTERPRISES, INC. 4
4 · CD INTERNATIONAL ENTERPRISES, INC. · Filed Oct 12, 2016
Insider Transaction Report
Form 4
Wang Yuejian
DirectorCEO and Chairman of the Board10% Owner
Transactions
- Award
Common Stock, $0.0001 par value
2016-10-05$0.00/sh+700,000,000$140,000→ 915,003,236 total - Award
Common Stock, $0.0001 par value
2016-09-12$0.00/sh+150,000,000$150,000→ 215,003,236 total
Footnotes (3)
- [F1]On September 12, 2016, the Issuer issued 150,000,000 shares of restricted common stock to the reporting person as compensation pursuant to Employment Agreement instead of cash payment.
- [F2]Amount does not include 20,000 shares of the Issuer's common stock held by Dragon Fund Management LLC ("Dragon Fund"), an entity in which the reporting person owns 1% of the membership interests and holds 50% of the voting control. The reporting person disclaims beneficial ownership of the Issuer's securities owned by Dragon Fund except to the extent of his pecuniary interest in Dragon Fund and this filing should not be construed as an admission that the reporting person is the beneficial owner of these securities.
- [F3]On October 5, 2016, the Issuer issued 700,000,000 shares of restricted common stock to the reporting person as compensation pursuant to Employment Agreement instead of cash payment.