MVC CAPITAL, INC. 4
4 · MVC CAPITAL, INC. · Filed Oct 14, 2016
Insider Transaction Report
Form 4
KNAPP ROBERT C
Director
Transactions
- Other
Common Stock, $.01 par value
2016-10-13+28,254→ 349,019.37 total(indirect: See footnote) - Other
Common Stock, $.01 par value
2016-10-13+14,691→ 368,746.37 total(indirect: See footnote) - Purchase
Common Stock, $.01 par value
2016-10-12$8.71/sh+20,000$174,294→ 320,765.37 total(indirect: See footnote) - Other
Common Stock, $.01 par value
2016-10-13+5,036→ 354,055.37 total(indirect: See footnote)
Footnotes (3)
- [F1]By Ironsides Holdings LLC, which is wholly-owned by the Reporting Person.
- [F2]Indirect liquidating distribution from Ironsides Partners Opportunity Master Fund LP, which was controlled by the Reporting Person, and which distribution is an exempt transaction pursuant to Rule 16a-13.
- [F3]By RCK Holdings II LLC, of which Reporting Person is trustee and the beneficiaries are the Reporting Person's children.