4//SEC Filing
SI Financial Group, Inc. 4
Accession 0001140361-16-083609
CIK 0001500213operating
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 3:13 PM ET
Size
12.0 KB
Accession
0001140361-16-083609
Insider Transaction Report
Form 4
Little Paul R
Senior Credit Officer
Transactions
- Tax Payment
Common Stock
2016-10-24$13.30/sh−436$5,799→ 5,944 total
Holdings
- 20,000
Stock Options
Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (20,000 underlying) - 2,500(indirect: By Performance Stock Award)
Common Stock
- 1,000
Stock Options
Exercise: $11.20From: 2013-03-21Exp: 2022-03-21→ Common Stock (1,000 underlying) - 3,830(indirect: By ESOP)
Common Stock
- 0(indirect: By Stock Award II)
Common Stock
- 10,000
Stock Options
Exercise: $11.86From: 2016-09-23Exp: 2025-09-23→ Common Stock (10,000 underlying)
Footnotes (6)
- [F1]Since the reporting persons last report, 1,250 shares held by Stock Award II have vest and are now owned directly.
- [F2]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
- [F3]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
- [F4]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on September 23, 2016.
- [F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on March 21, 2013.
- [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.
Documents
Issuer
SI Financial Group, Inc.
CIK 0001500213
Entity typeoperating
Related Parties
1- filerCIK 0001500213
Filing Metadata
- Form type
- 4
- Filed
- Oct 25, 8:00 PM ET
- Accepted
- Oct 26, 3:13 PM ET
- Size
- 12.0 KB