4//SEC Filing
First Eagle Holdings, Inc. 4
Accession 0001140361-16-084885
CIK 0001082038other
Filed
Nov 3, 8:00 PM ET
Accepted
Nov 4, 3:43 PM ET
Size
18.5 KB
Accession
0001140361-16-084885
Insider Transaction Report
Form 4
DURECT CORPDRRX
Transactions
- Purchase
Common Stock
2016-11-03$1.14/sh+20,000$22,800→ 22,476,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.14/sh+25,000$28,497→ 22,456,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.18/sh+50,000$59,000→ 22,431,546 total(indirect: See Footnote)
Transactions
- Purchase
Common Stock
2016-11-03$1.14/sh+25,000$28,497→ 22,456,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.18/sh+50,000$59,000→ 22,431,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.14/sh+20,000$22,800→ 22,476,546 total(indirect: See Footnote)
21 APRIL FUND LP
10% Owner
Transactions
- Purchase
Common Stock
2016-11-03$1.14/sh+25,000$28,497→ 22,456,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.18/sh+50,000$59,000→ 22,431,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.14/sh+20,000$22,800→ 22,476,546 total(indirect: See Footnote)
21 APRIL FUND LTD
10% Owner
Transactions
- Purchase
Common Stock
2016-11-03$1.18/sh+50,000$59,000→ 22,431,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.14/sh+25,000$28,497→ 22,456,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.14/sh+20,000$22,800→ 22,476,546 total(indirect: See Footnote)
Transactions
- Purchase
Common Stock
2016-11-03$1.18/sh+50,000$59,000→ 22,431,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.14/sh+20,000$22,800→ 22,476,546 total(indirect: See Footnote) - Purchase
Common Stock
2016-11-03$1.14/sh+25,000$28,497→ 22,456,546 total(indirect: See Footnote)
Footnotes (6)
- [F1]This Form 4 is filed by 21 April Fund, LP ("April LP"), 21 April Ltd. ("April Ltd."), First Eagle Investment Management, LLC ("FEIM"), First Eagle Value in Biotechnology Master Fund, Ltd. ("FEVIBM") and First Eagle Holdings, Inc. ("FEHI" and, collectively with April LP, April Ltd., FEIM and FEVIBM, the "Entities"). The Entities disclaim status as a "group" for purposes of this Form 4.
- [F2]These shares are indirectly beneficially owned by certain separately managed accounts, including accounts for which FEIM serves as registered investment adviser (the "Separately Managed Accounts").
- [F3]The shares of Common Stock reported herein are indirectly beneficially owned by FEHI and FEIM, a Delaware limited liability company and an investment adviser registered under the Investment Advisers Act of 1940. FEIM is (i) a general partner of April LP, (ii) the registered investment adviser to FEVIBM as well as to April LP and April Ltd. (collectively, the "Funds"), (iii) a subsidiary of FEHI and (iv) FEIM is investment adviser to certain of the Separately Managed Accounts. FEHI disclaims Section 16 beneficial ownership of the shares held directly by the Funds except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities.
- [F4]Represents 3,426,893, 13,367,709, 5,586,944 and 50,000 shares held directly by 21 April LP, 21 April Ltd., FEVIBM and the Separately Managed Accounts, respectively. FEHI disclaims Section 16 beneficial ownership of the shares held directly by the Funds except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities.
- [F5]Represents 3,426,893, 13,367,709, 5,586,944 and 75,000 shares held directly by 21 April LP, 21 April Ltd., FEVIBM and the Separately Managed Accounts, respectively. FEHI disclaims Section 16 beneficial ownership of the shares held directly by the Funds except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities.
- [F6]Represents 3,426,893, 13,367,709, 5,586,944 and 95,000 shares held directly by 21 April LP, 21 April Ltd., FEVIBM and the Separately Managed Accounts, respectively. FEHI disclaims Section 16 beneficial ownership of the shares held directly by the Funds except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities.
Documents
Issuer
DURECT CORP
CIK 0001082038
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001637141
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 8:00 PM ET
- Accepted
- Nov 4, 3:43 PM ET
- Size
- 18.5 KB