Home/Filings/4/0001140361-16-085049
4//SEC Filing

Protea Biosciences Group, Inc. 4

Accession 0001140361-16-085049

CIK 0001335103operating

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 2:25 PM ET

Size

9.9 KB

Accession

0001140361-16-085049

Insider Transaction Report

Form 4
Period: 2016-11-03
TURNER STEPHEN C
DirectorCEO and Chairman of the Board
Transactions
  • Award

    Common Stock

    2016-11-03$0.07/sh+533,333$40,000533,333 total(indirect: By Spouse)
  • Purchase

    Class A Warrant to Purchase Common Stock

    2016-11-03$0.07/sh+533,333$40,000533,333 total(indirect: By Spouse)
    Exercise: $0.09From: 2016-11-03Exp: 2017-05-03Common Stock (533,333 underlying)
  • Award

    Class B Warrant to Purchase Common Stock

    2016-11-03$0.07/sh+533,333$40,000533,333 total(indirect: By Spouse)
    Exercise: $0.11From: 2016-11-03Exp: 2021-11-03Common Stock (533,333 underlying)
Footnotes (1)
  • [F1]The spouse of Reporting Person purchased 4 Units of the Issuer's securities for an aggregate purchase price of $40,000, each Unit consisting of (a) 133,333.33 shares of common stock, par value $0.0001 per share (the "Common Stock"), (b) 18 month warrants to purchase up to 133,333.33 shares of Common Stock at an exercise price of $0.09 per share (the "Class A Warrants"), and (c) five year warrants to purchase up to 133,333.33 shares of Common Stock at an exercise price of $0.1125 per share (the "Class B Warrants").

Documents

1 file

Issuer

Protea Biosciences Group, Inc.

CIK 0001335103

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001335103

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 2:25 PM ET
Size
9.9 KB