CUMMINS INC 4

Accession 0001140361-16-085332

$CMICIK 0000026172operating

View on SEC.gov Company Profile

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 10:27 AM ET

Size

24.0 KB

Accession

0001140361-16-085332

Insider Transaction Report

Form 4

Period: 2016-11-04

CUMMINS INCCMI

HUNT MARSHA L

VP-Corp. Controller

Transactions

Exercise/Conversion
Common
2016-11-07$111.84/sh+1,540$172,234→ 4,122 total
Sale
Common
2016-11-07$127.56/sh−1,540$196,440→ 2,582 total
Sale
Common
2016-11-07$130.27/sh−2,570$334,795→ 2,582 total
Sale
Common
2016-11-04$125.46/sh−1,800$225,833→ 2,582 total
Exercise/Conversion
Common
2016-11-07$120.28/sh+2,570$309,120→ 5,152 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2016-11-07−2,570→ 0 total
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (2,570 underlying)
Exercise/Conversion
Stock Option (Right-to-Buy)
2016-11-04−1,800→ 1,540 total
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (1,800 underlying)
Exercise/Conversion
Common
2016-11-04$111.84/sh+1,800$201,312→ 4,382 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2016-11-07−1,540→ 0 total
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (1,540 underlying)

Holdings

Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (2,490 underlying)
2,490
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (3,130 underlying)
3,130
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (6,790 underlying)
6,790
Common
(indirect: By 401(k))
662.29

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $125.45 - $125.56. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
[F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.25 - $127.95. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
[F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.25 - $130.37. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
[F4]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

CUMMINS INC

CIK 0000026172

→

Entity typeoperating

IncorporatedIN

Related Parties

filerCIK 0000026172

Filing Metadata

Form type: 4
Filed: Nov 7, 7:00 PM ET
Accepted: Nov 8, 10:27 AM ET
Size: 24.0 KB

View on SEC.gov