4//SEC Filing
ORION ENERGY SYSTEMS, INC. 4
Accession 0001140361-16-086723
$OESXCIK 0001409375operating
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 12:29 PM ET
Size
12.1 KB
Accession
0001140361-16-086723
Insider Transaction Report
Form 4
Meade Marc
Executive Vice President
Transactions
- Purchase
Common Stock
2016-11-11$1.60/sh+300$480→ 221,149 total - Purchase
Common Stock
2016-11-11$1.60/sh+2,700$4,320→ 223,849 total
Holdings
- 5,000
Stock Options (right to buy)
Exercise: $4.70From: 2011-02-01Exp: 2020-02-01→ Common Stock (5,000 underlying) - 20,000
Stock Options (right to buy)
Exercise: $3.46From: 2011-05-18Exp: 2020-05-18→ Common Stock (20,000 underlying) - 25,000
Stock Options (right to buy)
Exercise: $3.45From: 2011-11-01Exp: 2020-11-01→ Common Stock (25,000 underlying) - 20,000
Stock Options (right to buy)
Exercise: $2.05From: 2014-02-01Exp: 2023-02-01→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2010, vests and becomes exercisable in 20% increments on February 1, 2011, 2012, 2013, 2014 and 2015, respectively.
- [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 10% increments on May 18, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019 and 2020, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 1, 2010, vests and becomes exercisable in 20% increments on November 1, 2011, 2012, 2013, 2014 and 2015, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2013, vests and becomes exercisable in 20% increments on February 1, 2014, 2015, 2016, 2017 and 2018, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001409375
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 12:29 PM ET
- Size
- 12.1 KB