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Waterstone Financial, Inc. 4

Accession 0001140361-16-087373

$WSBFCIK 0001569994operating

View on SEC.gov Company Profile

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 3:21 PM ET

Size

12.6 KB

Accession

0001140361-16-087373

Insider Transaction Report

Form 4

Period: 2016-11-18

Waterstone Financial, Inc.WSBF

Lawton Patrick S

Director

Transactions

Exercise/Conversion
Common Stock
2016-11-18$16.11/sh+54,865$883,875→ 269,563 total
Tax Payment
Common Stock
2016-11-18$18.00/sh+49,105$883,890→ 220,458 total
Exercise/Conversion
Stock Appreciation Rights
2016-11-18−54,865→ 0 total
Exercise: $16.11From: 2014-01-22Exp: 2017-01-05→ Common Stock (54,865 underlying)

Holdings

Common Stock
(indirect: By Trust)
2,500
Common Stock
(indirect: By Spouse)
532
Common tock
(indirect: By Trust)
2,500
Common Stock
(indirect: By Trust)
2,500
Stock Options
Exercise: $12.75From: 2016-03-04Exp: 2025-03-04→ Common Stock (100,000 underlying)
100,000
Common Stock
(indirect: By Trust)
2,500

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Waterstone Financial, Inc.

CIK 0001569994

Entity typeoperating

IncorporatedMD

Related Parties

1

filerCIK 0001569994

Filing Metadata

Form type: 4
Filed: Nov 20, 7:00 PM ET
Accepted: Nov 21, 3:21 PM ET
Size: 12.6 KB

View on SEC.gov