Home/Filings/4/0001140361-16-089017
4//SEC Filing

Bankwell Financial Group, Inc. 4

Accession 0001140361-16-089017

$BWFGCIK 0001505732operating

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 4:08 PM ET

Size

12.6 KB

Accession

0001140361-16-089017

Insider Transaction Report

Form 4
Period: 2016-12-05
Transactions
  • Sale

    Common Stock

    2016-12-05$29.00/sh10,000$290,000206,192 total
  • Exercise/Conversion

    Common Stock

    2016-12-06$17.50/sh+3,850$67,3753,850 total
  • Exercise/Conversion

    Stock Options

    2016-12-06$17.50/sh3,850$67,3750 total
    Exercise: $17.50From: 2006-12-13Exp: 2016-12-13Common Stock (3,850 underlying)
Holdings
  • Common Stock

    700
  • Common Stock

    (indirect: Deferred Compensation Plan)
    21,845
  • Common Stock

    (indirect: By Trust)
    272,586
  • Stock Options

    Exercise: $20.70From: 2007-12-12Exp: 2017-12-12Common Stock (2,875 underlying)
    2,875
Footnotes (5)
  • [F1]2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 2,100 Shares have vested and been moved to Direct Ownership.
  • [F2]1,500 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares vest in three substantially equal installments - the first immediately on December 15, 2014 and then on each of December 3, 2015 and December 3, 2016. As of the Transaction Date, all 1,500 Shares have vested and been moved to Direct Ownership.
  • [F3]5,663 of Shares reported are owned jointly with Spouse.
  • [F4]Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
  • [F5]Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

Documents

1 file

Issuer

Bankwell Financial Group, Inc.

CIK 0001505732

Entity typeoperating
IncorporatedCT

Related Parties

1
  • filerCIK 0001505732

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 4:08 PM ET
Size
12.6 KB