Bankwell Financial Group, Inc. 4
4 · Bankwell Financial Group, Inc. · Filed Dec 7, 2016
Insider Transaction Report
Form 4
Fieber James A
Director
Transactions
- Sale
Common Stock
2016-12-05$29.00/sh−10,000$290,000→ 206,192 total - Exercise/Conversion
Common Stock
2016-12-06$17.50/sh+3,850$67,375→ 3,850 total - Exercise/Conversion
Stock Options
2016-12-06$17.50/sh−3,850$67,375→ 0 totalExercise: $17.50From: 2006-12-13Exp: 2016-12-13→ Common Stock (3,850 underlying)
Holdings
- 700
Common Stock
- 21,845(indirect: Deferred Compensation Plan)
Common Stock
- 272,586(indirect: By Trust)
Common Stock
- 2,875
Stock Options
Exercise: $20.70From: 2007-12-12Exp: 2017-12-12→ Common Stock (2,875 underlying)
Footnotes (5)
- [F1]2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 2,100 Shares have vested and been moved to Direct Ownership.
- [F2]1,500 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares vest in three substantially equal installments - the first immediately on December 15, 2014 and then on each of December 3, 2015 and December 3, 2016. As of the Transaction Date, all 1,500 Shares have vested and been moved to Direct Ownership.
- [F3]5,663 of Shares reported are owned jointly with Spouse.
- [F4]Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
- [F5]Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.