4/A//SEC Filing
FLAMEL TECHNOLOGIES SA 4/A
Accession 0001140361-16-090138
$AVDLCIK 0001012477operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 9:27 PM ET
Size
9.3 KB
Accession
0001140361-16-090138
Insider Transaction Report
Form 4/AAmended
KANAN MICHAEL F
See Remarks
Transactions
- Award
ADSs
2016-12-14+18,000→ 18,000 total - Award
Stock Option (right to buy)
2016-12-14+100,000→ 100,000 totalExercise: $10.40Exp: 2026-12-14→ ADSs (100,000 underlying)
Holdings
- 100,000
Stock Option (right to buy)
Exercise: $16.21Exp: 2025-10-28→ ADSs (100,000 underlying)
Footnotes (4)
- [F1]The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person.
- [F2]Represents 18,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/14/2016, all of which will be issued to the reporting person on the second anniversary of the grant date.
- [F3]Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 10/28/2015 grant date.
- [F4]Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/14/2016 grant date.
Documents
Issuer
FLAMEL TECHNOLOGIES SA
CIK 0001012477
Entity typeoperating
Related Parties
1- filerCIK 0001012477
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 9:27 PM ET
- Size
- 9.3 KB