4/A//SEC Filing
FLAMEL TECHNOLOGIES SA 4/A
Accession 0001140361-16-090143
$AVDLCIK 0001012477operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 9:36 PM ET
Size
10.9 KB
Accession
0001140361-16-090143
Insider Transaction Report
Form 4/AAmended
DAVIS GREGORY J.
See Remarks
Transactions
- Award
ADSs
2016-12-14+10,000→ 30,000 total - Award
Stock Option (right to buy)
2016-12-14+65,000→ 65,000 totalExercise: $10.40Exp: 2026-12-14→ ADSs (65,000 underlying)
Holdings
- 50,000
Stock Option (right to buy)
Exercise: $14.35Exp: 2025-12-10→ ADSs (50,000 underlying) - 50,000
Stock Option (right to buy)
Exercise: $21.67Exp: 2025-06-26→ ADSs (50,000 underlying)
Footnotes (5)
- [F1]The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person.
- [F2]Includes (a) 20,000 restricted ADSs granted under the issuer's "Free Share" award program on 8/10/2016, all of which will be issued to the reporting person on the second anniversary of the grant date; and (b) 10,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/14/2016, all of which will be issued to the reporting person on the second anniversary of the grant date.
- [F3]Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 06/26/2015 grant date.
- [F4]Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.
- [F5]Options become exercisable as to 16,250 ADSs on each of the first four anniversaries after the 12/14/2016 grant date.
Documents
Issuer
FLAMEL TECHNOLOGIES SA
CIK 0001012477
Entity typeoperating
Related Parties
1- filerCIK 0001012477
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 9:36 PM ET
- Size
- 10.9 KB